Expert advice. Innovative practice. Determined advocacy.
Expert advice. Innovative practice. Determined advocacy.
· Engagement by B.C. based TSX-V listed company with respect to share acquisition of private satellite communications company.
· Engagement by B.C. based TSX-V listed uranium mining company concerning equity and convertible securities offerings under Regulation D, DTC eligibility and development of U.S. secondary trading market for company’s equity securities through OTCQB inter-listing.
· Engagement by London, U.K., based AIM listed polymetallic mineral resource company in connection with offtake agreement with U.S. based original equipment manufacturer in the automotive industry and continuous disclosure obligations under Canadian securities law.
· Special U.S. counsel to significant shareholders on account of large-block securities resale transaction in excess of $375,000,000 of TSX–NASDAQ inter-listed issuer.
· Engagement by TSX-V listed company in connection with fundamental acquisition of offshore Namibia petroleum assets utilizing special warrants.
· Engagement by TSX–OTCQX inter-listed zinc mining company concerning $30,000,000 equity financing covering U.S. and B.C. securities law compliance, including in respect of “U.S. wrap” for Regulation D offering and Regulation S aspects of offering.
· Engagement by TSX–OTCQX inter-listed zinc mining company concerning U.S. and B.C. law compliance for $40,000,000 bought deal equity financing, including in respect of Rule 144A offering and attendant memorandum, Regulation D offering and Regulation S aspects of offering.
· Engagement by TSX–OTCQX inter-listed zinc mining company concerning B.C. law compliance for $50,000,000 high-yield note offering.
· Engagement by TSX-V listed silver mining company concerning U.S. securities law aspects of amalgamation with TSX-V listed mineral resource company, including with respect to Rule 802 compliance and attendant Form CB disclosure.
· Engagement concerning SEC registrant OTCQB mineral exploration company’s continuous disclosure (Form 10-K, Form 10-Q, Form 8-K) and proxy statements under Schedule 14A.
· Engagement by globally recognized Canadian based securities custodian concerning various legal opinions and advice concerning resales under Rule 144, Rule 144A and Regulation S.
· Engagement by globally recognized U.S. based hedge-fund concerning legal opinion and advice concerning resales of positions under Rule 144.
· Special U.S. counsel to TSX-V listed copper exploration company on account of business combination transaction by way of plan of arrangement, utilizing exemption under section 3(a)(10) of the Securities Act of 1933.
· Advised private biotechnology company, incorporated in Singapore, in the polymer-plastics space with corporate restructuring including triangular-merger with affiliated U.S. limited liability company.
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